Articles

Our lawyers are thinkers as well as doers—and have published numerous informative and insightful articles on topics related to their respective practices and our clients’ industries. Read what our people have to say about what’s important to you.

Articles

Recent Articles

Regulation Best Interest: Higher Standards for Broker-Dealers, Strengthened Protections for Investor

On June 5, 2019, the U.S. Securities and Exchange Commission (“SEC”) approved a new regulation that requires stock brokers to base their recommendations to investors on what is in an investor’s best interest.  This new higher standard, referred to as “Regulation Best Interest”, is intended to narrow the gap that currently exists between the different standards of care that a broker and an investment advisor must abide by when making recommendations to an investor.  The SEC will begin enforcing Regulation Best Interest on June 30, 2020.   

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When “Going Green” Isn’t Attractive – MD Court of Special Appeals Determines HOA Architectural Committee May Impose Reasonable Limitations on Solar Panel Installation

The Maryland Court of Special Appeals provides helpful guidelines to homeowners and HOAs in addressing the boundaries of reasonableness when reviewing solar panel installations in Blood v. Stoneridge at Fountain Green Homeowners Association, 2019 Md. App. LEXIS 736.

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Regulation Best Interest: Higher Standards for Broker-Dealers, and Strengthened Protections for Clients

In June, the Securities and Exchange Commission (“SEC”) adopted a new regulation, Regulation Best Interest (“Reg BI”) to address a long-standing concern among consumer advocates and some financial professionals that existing regulations do not impose requirements on broker-dealers to make recommendations that are in a client’s best interest. 

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The Requirements and Impact of the Insurance Data Security Model Law

The National Association of Insurance Commissioners recommended that states pass the Insurance Data Security Model Law. The Model Law requires businesses and companies in the insurance industry to take reasonable steps to protect sensitive information, investigate potential data incidents and breaches, and respond accordingly.

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Past Articles

Regulation Best Interest: Higher Standards for Broker-Dealers, Strengthened Protections for Investor

On June 5, 2019, the U.S. Securities and Exchange Commission (“SEC”) approved a new regulation…

read more »
When “Going Green” Isn’t Attractive – MD Court of Special Appeals Determines HOA Architectural Commi

The Maryland Court of Special Appeals provides helpful guidelines to homeowners and HOAs in addressing…

read more »
Regulation Best Interest: Higher Standards for Broker-Dealers, Strengthened Protections for Clients

In June, the Securities and Exchange Commission (“SEC”) adopted a new regulation, Regulation…

read more »
The Requirements and Impact of the Insurance Data Security Model Law

The National Association of Insurance Commissioners recommended that states pass the Insurance Data…

read more »
SEC Imposes New Requirements for Brokers and Advisers in Adoption of Regulation Best Interest

On June 5, 2019, the Securities and Exchange Commission (SEC) approved the Regulation Best Interest,…

read more »